At Diversify, we prioritize transparency and providing our clients with the necessary information to make informed decisions. Our Disclosures page serves as a comprehensive resource where you can find important disclosures and legal information regarding our services, terms, and conditions. We understand the importance of clear communication and strive to maintain a high level of integrity and compliance in our operations. Explore our Disclosures page to access the relevant information you need to better understand our business practices and how we can assist you in achieving your financial goals.
Diversify Advisor Network (“DAN”) includes Diversify Advisory Services, LLC (“DAS”), an SEC registered investment advisor. Investment advisory services are offered through investment advisor representatives of DAS. For additional information regarding DAS you may also refer to the Investment Advisor Public Disclosure website at www.adviserinfo.sec.gov.
Securities offered through registered representatives of DFPG Investments, LLC, (“DFPG”) member FINRA/SiPC. For additional information regarding DFPG you may also refer to the Broker-Dealer Public Disclosure website at https://brokercheck.finra.org/
DAN has developed a business continuity plan to ensure that we are prepared for disruptions to our business.
As the timing and impact of disasters and disruptions are unpredictable, we must be flexible in our response to events. Recovery strategies include work-from-home capabilities, prioritization of operations functions, and system recovery procedures. The severity of disruptions can also vary in scope, and this framework is designed to help us manage recovery of critical operations in the following situations:
- Functional Disruption (Loss of key personnel, departmental systems disruption)
- Temporary Disruption (Short-term evacuation, Major systems crash, extended power outage, etc.)
- Significant Disruption (Generally causing the site to be inoperable such as a fire, earthquake, etc.)
- Catastrophic Disruption (Major disaster, generally affecting a large area or involving personnel loss)
Business continuity plans undergo review with business unit sign-off and are tested frequently.
If the disruption is limited to your advisor’s local area, you may access your funds and securities and request transactions directly through DFPG’s Home Office in Sandy, UT
Sandy, UT – 801.838.9999
If you have questions about our business continuity plan, you may write to us at, 9017 S Riverside Dr. Suite 210, Sandy, UT 84070 Attn: Compliance or call us at 801.838.9999
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand how we use your information.Download
DFPG Investments, LLC CRS - BD
As a Broker-Dealer, DFPG offers recommendations regarding investments and facilitates the purchase and sale of securities. These securities include stocks, bonds, mutual funds, exchange-traded funds (ETFs), annuities, and alternative investments, such as real estate investment trusts (REITs), business development companies (BDCs), private placements, and 1031 exchanges. We facilitate purchases and sales of securities in both retirement and non-retirement accounts, and we may recommend a particular account type based on your circumstances. DFPG does not directly hold your assets, but rather they will be held either directly with a product sponsor, or at a qualified custodian.View
DFPG Investments, LLC Relationship & Services Disclosure
As a client of DFPG you benefit from the broad scope of services and resources of a broker-dealer. We offer an array of products which all have different strategies, risks, costs, and objectives. The below disclosure breaks down these services your relationship with DFPG will provide.Download
Diversify Advisory Services, LLC ADV Part 3 (Form CRS)
As a registered investment advisor, Diversify offers investment management services, including wrap-fee programs, as well as financial planning. Investment management services are those where our financial professionals manage the assets in your account through the selection and implementation of investment strategies. Financial planning services involve our professionals performing an analysis of your financial circumstances and goals, and providing recommendations for steps to implement the agreed-upon plan.View
Diversify Advisory Services, LLC Form ADV Part 2A
This Brochure provides information about the qualifications and business practices of DAS. If you have any questions about the contents of this Brochure, please contact DAS at 801.838.9999.Download